Global Capital Advisory And Corporate Finance Boutique

Leading M&A And Capital Advisory Firm Delivering Value For The Lower And Middle Market

Decades of Combined Experience and a History of Delivering Results

$0B+
In Aggregate Transaction Volume
0+
Countries Global Reach
0+
Investor Relations
0+
Transactions

Principal Focus Areas

Growth Equity

We deliver tailored financial advisory services to help clients secure growth equity that aligns with their unique goals, ensuring optimal outcomes and favorable terms to support their business expansion. With sector-agnostic expertise across industries, including life sciences, cleantech, industrials, and technology, we provide strategic support for deals at various stages—from early growth to late-stage transactions—enabling sustainable success for our clients.

Debt Advisory

We support clients in navigating a wide range of debt financing options, offering expertise across senior debt, mezzanine products, convertible notes, and venture debt to help pursue favorable terms and financial flexibility aligned with strategic objectives. Our services include guidance on Purchase Order Financing, Asset-Based Lending (ABL), Cash Flow-Based Lending, Project Financing, and Venture Debt, advising on structures that best support growth and operational needs.

Deal Flow Opportunities

We support family offices, institutional investors, and high-net-worth individuals in identifying attractive opportunities. By reviewing a wide range of sell-side opportunities each week, our team highlights and shares selected opportunities that align with specific investor interests.

M&A Advisory

We provide comprehensive advisory services across mergers, acquisitions, and divestitures, helping clients navigate complex transactions with precision and clarity. Our team delivers end-to-end support throughout the process, from opportunity identification and valuation to structuring, negotiation, and closing. By aligning strategy with execution, we ensure favorable outcomes and long-term value creation, enabling our clients to pursue transformative growth opportunities with confidence.

About Vortex Capital

Vortex Capital is a boutique capital advisory firm focused on driving growth for lower-middle market clients. With over $450 billion in aggregate transaction volume and access to more than 3,000 investor relationships, we deliver tailored advisory support across capital formation, growth equity, debt advisory, and M&A. Our team brings deep sector expertise, global investor relationships, and a highly selective mandate approach to guide clients through complex transaction processes.

We differentiate ourselves through the ability to combine international reach with strong regional investor relationships. By integrating advanced transaction support strategies with disciplined advisory, we ensure that each engagement receives targeted exposure and strategic positioning. We are committed to delivering results through clarity, efficiency, and an unwavering focus on client success.

Industry Coverage

Healthcare & Life Sciences
Technology & AI
Industrials
Infrastructure
VC & PE Funds
Renewable Energy & Cleantech

Diverse Network for Strategic Capital Solutions

01
Family Offices - SFOs and MFOs

Family offices manage private wealth with a focus on long-term growth and tailored investment strategies. SFOs prioritize bespoke opportunities for a single family, while MFOs pool resources across families to access diversified investments, often in private equity, venture capital, and startups in biotech, AI or industrials. They are critical for funding innovative and alternative asset projects.

02
High Net Worth Individuals

HNWIs actively invest personal wealth in sectors like startups, growth-stage businesses, and luxury assets. They play a key role in bridging funding gaps, offering not only capital but also entrepreneurial insights and access to influential networks.

03
Private Equity Firms

Investments in private companies, focusing on operational improvements, growth acceleration, and strategic exits. Their expertise in scaling businesses and delivering returns makes them invaluable for mid- and late-stage companies.

04
Venture Capital Firms

Venture capital firms specialize in backing early- and growth-stage startups in disruptive sectors like AI, fintech, software and biotech. In addition to funding, they provide mentorship and strategic connections to help startups scale rapidly.

05
Pension Funds

Pension funds manage large pools of capital for long-term, stable returns. They invest in infrastructure, private equity, and real estate, playing a crucial role in financing large-scale, capital-intensive projects.

06
Sovereign Wealth Funds

With access to substantial reserves, these state-owned funds focus on transformative investments in technology, infrastructure, and sustainable industries. Their participation often anchors and de-risks high-profile deals.

07
Corporate Venture Capital

CVCs invest in startups aligned with corporate innovation goals, particularly in healthcare, technology, and energy. They contribute strategic synergies and growth opportunities while advancing corporate objectives.

08
Endowments and Foundations

These mission-driven investors seek long-term, impact-oriented opportunities, often in ESG, healthcare, and education. They provide stable funding for initiatives that align with their philanthropic goals.

09
Debt Funds and Alternative Lenders

Debt-focused investors offer non-dilutive funding through structured solutions like mezzanine and convertible debt. They are essential for businesses needing flexible financing for growth or restructuring.

10
Hedge Funds

Hedge funds leverage flexible strategies to invest across asset classes, targeting strong returns. They are particularly active in alternative assets and transformative.

11
Fund-of-Funds

Specialized investment funds that allocate capital exclusively to other funds, including VC and PE funds. They provide substantial funding and bring diversified institutional capital into a fund’s portfolio.

12
Insurance Companies

Manage significant reserves and allocate a portion to asset managers. Their long-term investment horizons and focus on stable returns make them key LPs for large-cap and growth-oriented funds.

Team Track Record

Oil & Gas

$32,000,000
Private Placement

Artificial Intelligence

$6,000,000
SPV Investment

Life Sciences

Co-investment
Undisclosed

Cloud-Based SaaS

$10,000,000
Private Placement

Artificial Intelligence

$5,500,000,000
Reverse Merger & Joint Venture

Water Desalination / Hydrogen

$50,000,000
Strategic Partnership

Mining

$32,200,000
Private Placement

AI / Hardware

$750,000 SPV
Investment

Life Sciences

Co-investment
Undisclosed

Artificial Intelligence

$2,500,000 SPV
Investment

Defense Technology

$20,000,000 SPV
Investment

Renewable Energy

$260’000’000 Debt +
Equity Capital Advisory

Life Sciences

$50,000,000
Financial Advisory

eMedia

$37,000,000
Private Placement / IPO

Life Sciences

Co-investment
Undisclosed

MedTech Growth Equity

$10’000’000
Private Placement

Healthcare

$10,000,000
Seed Round Placement

Renewable Energy

$20,000,000
Private Placement

Technology/Software

$20,000,000
Equity Placement

Mental Health/Therapeutics

$20,000,000
Equity Placement

Technology

$5,000,000
Private Placement

SPAC Deal

$115,000,000
Equity Placement

Pharma/Biotech

Undisclosed
Private Placement

Energy / Resources

$575,000,000
Convertible Bond

Medtech

$46,000,000 M&A

EV Charging / Renewable

$70,000,000
Private Placement

Building Materials / Infrastructure

$2,100,000,000
Restructuring

Industrial

Undisclosed
M&A

Healthcare Nutrition / Meal Services

Undisclosed
M&A

Industrials

$392,000,000
Follow-on

Pharma/Biotech

Undisclosed
Private Placement

Human Capital

$1,000,000,000
Debt Financing

Plastics

$65,000,000 M&A

Biotech/Pharma

$80,500,000 M&A

Oil & Gas

$18,300,000
Private Placement

Mining

$25,000,000 Private
Placement & M&A

Consumer / Social

$10,000,000
Equity Placement

Consumer

$88,000,000
Convertible PIPE

Renewables

$154,000,000
Follow-on

TMT

$967,000,000 IPO

Mining / Infrastructure

$60,000,000
Private Placement

Life Sciences

Co-investment
Undisclosed

Utilities

$1,500,000,000
Mandatory Convertible

Life Sciences

$22,000,000
Private Placement

Energy / Resources

$450,000,000 Convertible
Preferred PP

Renewable

175,000,000 Follow-on

RenewBiotech/Pharmaable

$15,000,00
Private Placement

HR Software

$200,000,000 Equity
Placement

Waste Recycling/Cleantech

$75,000,000 Private
Placement and M&A

TMT

$194,000,000
Follow-on

Accounting

$10,000,000
Equity Placement

Construction

$23,500,000
Private Placement

Media / Entertainment

$30,000,000
Structured Investment

Energy / Resources

$666,000,000
Follow-on

Green Tech

$87,000,000
Financial Restructuring

Media

$47,000,000
Private Placement

Green Tech

$25,000,000
Refinancing

Technology

$17,600,000
M&A

M&A

$68,900,000 

Renewable Energy

$1,000,000,000
M&A

AI / Technology

$12,000,000
Pre-IPO Private Placement

Real Estate / Infrastructure

$245,000,000
Share Acquisition

Biotech / Pharma

Undisclosed
M&A / Private Placemen

Real Estate / Infrastructure

$250,000,000 Equity
And Interest Rate Hedge

Life Sciences

Undisclosed
Follow on

Sole Structuring Advisor
To Safika & Shanduka 

$125,000,000
Collar Refinancing

Mining

$136,400,000
Private Placement and Debt Restructuring

Mining / Infrastructure

$100,000,000
Refinancing

Life Sciences

$120,000,000
Growth Capital

Our Approach

We forge deep partnerships with our clients to thoroughly understand their unique requirements and deliver tailored solutions that align with their objectives, ensuring the highest standards of service and outcomes.

Our team of experienced capital advisors and financial professionals brings deep expertise and valuable insights to each engagement, providing dedicated guidance throughout the fundraising journey and related strategic initiatives.

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